Kimberly J. Wiggins

INVESTORS MANAGEMENT SERVICES

Grosse Pointe Woods, MI 48236

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CRD#: 5118347

Professional summary

Kimberly Jean Wiggins, who also goes by Kimberly J Wiggins, is a registered financial advisor currently at INVESTORS MANAGEMENT SERVICES INC located in Grosse Pointe Woods, Michigan.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kimberly has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly J Wiggins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Partner, Riviera Mack, LLC. Investment property bought in 2006 which we rent. I do not conduct business for Riviera Mack during trading hours. My duties include book keeping and repair and maintenance of property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Jean Wiggins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2019 - Present

INVESTORS MANAGEMENT SERVICES INC

Office #1: 21014 Mack Ave, Grosse Pointe Woods, MI 48236

RIA

CRD#: 104724

Grosse Pointe Woods, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2019

Uniform Investment Adviser Law Examination

Current Firm

INVESTORS MANAGEMENT SERVICES INC

CRD#: 104724 / SEC#: 801-5445

RIA

Registered Investment Advisory firm - (2/1/2019 Terminated)

Michigan

Registered Investment Advisory firm - (8/30/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

35464 Jeffers Court Suite 100, Harrison Township, MI 48045

Mailing Address

Phone number

(313) 886-1020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 35,584,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly J. Wiggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Jean Wiggins's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTORS MANAGEMENT SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2019

Current Firm

INVESTORS MANAGEMENT SERVICES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTORS MANAGEMENT SERVICES INC

TRUST BUT VERIFY

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