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PT

Paul T. Tuomey

SCHWAB WEALTH ADVISORY
Mineola, NY
Some features on this profile are disabled
CRD#: 5118327
PT

Professional summary

Paul Thomas Tuomey, who also goes by Paul T. Tuomey, Paul Thomas Tuomey, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Mineola, New York and CHARLES SCHWAB & CO., INC. located in Boston, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Paul has worked at 11 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Paul T. Tuomey | Paul Thomas Tuomey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Thomas Tuomey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Mineola, NY
Current

November 14, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: One International Place, Boston, MA 02110-2600
RIA
BD
CRD#: 5393
Boston, MA
Past

December 23, 2025 - January 20, 2026

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
LONE TREE, CO
Past

February 18, 2014 - June 3, 2016

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
MELVILLE, NY
Past

October 17, 2013 - June 3, 2016

NYLIFE SECURITIES LLC

BD
CRD#: 5167
MELVILLE, NY
Past

January 3, 2012 - June 26, 2012

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

November 6, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
JERSEY CITY, NJ
Past

February 11, 2008 - June 26, 2012

BLACKROCK FUND ADVISORS

RIA
CRD#: 105247
JERSEY CITY, NJ
Past

February 11, 2008 - December 31, 2009

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
JERSEY CITY, NJ
Past

November 9, 2007 - January 15, 2008

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
LAKE SUCCESS, NY
Past

November 2, 2007 - January 15, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LAKE SUCCESS, NY
Past

July 24, 2007 - October 26, 2007

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
WESTBURY, NY
Past

March 5, 2007 - June 7, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LAKE SUCCESS, NY
Past

October 17, 2006 - June 7, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LAKE SUCCESS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/23/2025)
IAR
New York
(1/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/14/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/19/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Mineola, NY

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