Andrew C. Vickery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Collins Vickery MR. was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2006. Andrew had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2008 - March 15, 2011
DEMOPOLIS CAPITAL INC.
July 20, 2006 - September 22, 2006
DEMOPOLIS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DEMOPOLIS CAPITAL INC.
CRD#: 14234 / SEC#: , 8-26525
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
