Alan J. Mcintyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Joseph Mcintyre, who also goes by Alan J Campbell, Alan J Mcintyre, Alan Joseph Mcintyre, Alan Mcintyre, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2006. Alan had worked at 18 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2023 - February 19, 2024
ADP BROKER-DEALER, INC.
November 9, 2022 - December 12, 2022
FSC SECURITIES CORPORATION
June 2, 2022 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 2, 2022 - November 4, 2022
CETERA INVESTMENT SERVICES LLC
June 2, 2022 - November 4, 2022
CETERA FINANCIAL SPECIALISTS LLC
June 2, 2022 - November 4, 2022
CETERA ADVISORS LLC
June 2, 2022 - November 4, 2022
CETERA WEALTH SERVICES, LLC
March 20, 2018 - October 12, 2018
CITIZENS SECURITIES, INC.
March 20, 2018 - October 12, 2018
CITIZENS SECURITIES, INC.
January 29, 2014 - January 7, 2016
SIGNATOR FINANCIAL SERVICES, INC.
November 6, 2013 - March 28, 2017
SIGNATOR INVESTORS, INC.
November 6, 2013 - December 31, 2017
SIGNATOR INVESTORS, INC.
July 17, 2013 - November 4, 2013
CUNA BROKERAGE SERVICES, INC.
July 17, 2013 - November 4, 2013
CUNA BROKERAGE SERVICES, INC.
April 27, 2012 - May 31, 2013
INVESTORS CAPITAL CORP.
April 27, 2012 - May 31, 2013
INVESTORS CAPITAL CORP.
September 14, 2011 - February 23, 2012
LPL FINANCIAL LLC
September 14, 2011 - February 23, 2012
LPL FINANCIAL LLC
December 16, 2010 - June 21, 2011
MANULIFE INVESTMENT MANAGEMENT (US) LLC
December 16, 2010 - June 21, 2011
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
September 13, 2010 - October 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - October 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 9, 2006 - January 29, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
