Charles E. Nelson

ADVENT ADVISORS LLC

Mercersburg, PA

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CRD#: 5117360

Professional summary

Charles Edward Nelson, CFP® is a registered financial advisor currently at ADVENT ADVISORS LLC located in Mercersburg, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Charles has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MENNO HAVEN, INC., COTTAGE NANNY, LLC AND RAINMAKER CONSULTING GROUP, LLC ARE NOT INVESTMENT RELATED BUSINESSES LOCATED 425 PHOENIX DRIVE, CHAMBERSBURG, PA 17201. CRENSHAW ASSOCIATES CURRENTLY INVESTMENT ADVISOR SOLICITOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

September 30, 2019 - Present

ADVENT ADVISORS LLC

RIA

CRD#: 304835

Mercersburg, PA

Past

March 20, 2006 - December 31, 2008

TRUNORTH FINANCIAL SERVICES, INC.

RIA

CRD#: 111308

CHAMBERSBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ADVENT ADVISORS LLC

CRD#: 304835 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/30/2019 Approved)

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Contact information

Main Address

Mercersburg, PA

Mailing Address

Phone number

(717) 860-8900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVENT ADVISORS LLC

TRUNORTH FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Current Firm

ADVENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

ADVENT ADVISORS LLC

TRUST BUT VERIFY

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