Andrew C. Zimmerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Christopher Zimmerman was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2007. Andrew had worked at 5 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2011 - January 2, 2026
DT INVESTMENT PARTNERS, LLC
September 3, 2008 - June 23, 2011
DANIELS + TANSEY, L.L.P.
January 3, 2008 - August 21, 2008
HAVERFORD INVESTMENT MANAGEMENT, INC.
January 3, 2008 - August 21, 2008
HAVERFORD FINANCIAL SERVICES, INC.
May 10, 2007 - November 8, 2007
ALLEGIANCE CAPITAL CUSTOMIZED INVESTMENTS
Primary Firm SEC Registration
DT INVESTMENT PARTNERS, LLC
CRD#: 157646 / SEC#: 801-72325
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DT INVESTMENT PARTNERS, LLC
CRD#: 157646 / SEC#: 801-72325
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,090 |
| AUM (Assets Under Management) | $ 1,887,962,985 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
