Pamela J. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Jean Wells, who also goes by Pamela J Luczynski, Pamela J Wells, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2012. Pamela had worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2015 - August 3, 2017
ST. GERMAIN SECURITIES, INC.
October 22, 2014 - August 12, 2015
FIRST ALLIED SECURITIES, INC.
March 20, 2012 - October 29, 2014
ST. GERMAIN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ST. GERMAIN SECURITIES, INC.
CRD#: 3255 / SEC#: , 8-4575
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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