Caitlin M. Hagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caitlin M. Hagan, who also goes by Caitlin M Mckiernan, was a registered financial professional .
Caitlin is a previously registered financial professional and started their career in finance in 2006. Caitlin had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2017 - August 3, 2026
SUMMIT TRAIL SECURITIES, LLC
November 23, 2015 - August 16, 2016
PURSHE KAPLAN STERLING INVESTMENTS
January 21, 2009 - August 14, 2015
BARCLAYS CAPITAL INC.
September 22, 2008 - August 14, 2015
BARCLAYS CAPITAL INC.
March 14, 2008 - October 15, 2008
LEHMAN BROTHERS INC.
March 9, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
April 12, 2006 - March 14, 2007
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT TRAIL SECURITIES, LLC
CRD#: 285784 / SEC#: , 8-69859
Contact information
FINRA licenses (39 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
