Caitlin M. Hagan
Professional summary
Caitlin M. Hagan, who also goes by Caitlin M Mckiernan, is a registered financial professional currently at SUMMIT TRAIL SECURITIES, LLC located in Chicago, Illinois.
Caitlin is registered as a RR (Registered Representative) and started their career in finance in 2006. Caitlin has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caitlin M. Hagan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2017 - Present
SUMMIT TRAIL SECURITIES, LLC
Office #1: 167 N Green Street 6th Floor, Chicago, IL, 60607November 23, 2015 - August 16, 2016
PURSHE KAPLAN STERLING INVESTMENTS
January 21, 2009 - August 14, 2015
BARCLAYS CAPITAL INC.
September 22, 2008 - August 14, 2015
BARCLAYS CAPITAL INC.
March 14, 2008 - October 15, 2008
LEHMAN BROTHERS INC.
March 9, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
April 12, 2006 - March 14, 2007
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2017)
(3/16/2017)
Exams
FINRA
Current Firm
SUMMIT TRAIL SECURITIES, LLC
CRD#: 285784 / SEC#: , 8-69859
Contact information
FINRA licenses (39 States and Territories)
Red Flags
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