Michael J. Rodenbaugh

BOARDWALK FINANCIAL STRATEGIES LLC

HARTLAND, WI 53029

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CRD#: 5115587

Professional summary

Michael John Rodenbaugh, CFP®, who also goes by Michael J Rodenbaugh, is a registered financial advisor currently at BOARDWALK FINANCIAL STRATEGIES LLC located in Hartland, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 63 and Series 65 exams.

Core Areas of Focus

Business Owners

Cash Flow/Budgets/Credit Issues

Charitable Giving

College/Education Planning

Corporate Executives

Entrepreneurs

Question & Answer

What are your service offerings?

Education Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Budgeting

Investment Planning

Tax Planning

Debt Management

Estate Planning

Retirement Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Michael J Rodenbaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Rodenbaugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 4, 2012 - Present

BOARDWALK FINANCIAL STRATEGIES LLC

Office #1: 128 Cottonwood Avenue, Hartland, WI 53029

RIA

CRD#: 165048

HARTLAND, WI

Past

March 20, 2006 - January 25, 2007

DELOITTE & TOUCHE INVESTMENT ADVISORS LLC

RIA

CRD#: 104593

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOARDWALK FINANCIAL STRATEGIES LLC

CRD#: 165048 / SEC#: 801-127667

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Illinois

Registered Investment Advisory firm - (5/17/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (5/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/28/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/17/2006

Uniform Investment Adviser Law Examination

Current Firm

BOARDWALK FINANCIAL STRATEGIES LLC

CRD#: 165048 / SEC#: 801-127667

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

Illinois

Registered Investment Advisory firm - (5/17/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (5/17/2023 Terminated)

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Contact information

Main Address

128 Cottonwood Avenue, Hartland, WI 53029

Mailing Address

Phone number

(262) 423-7552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	592
AUM (Assets Under Management)	$ 175,610,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Rodenbaugh

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Rodenbaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOARDWALK FINANCIAL STRATEGIES LLC

DELOITTE & TOUCHE INVESTMENT ADVISORS LLC

Primary Firm SEC Registration

BOARDWALK FINANCIAL STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/2006

Series 65

Date: 2/17/2006

Current Firm

BOARDWALK FINANCIAL STRATEGIES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOARDWALK FINANCIAL STRATEGIES LLC

TRUST BUT VERIFY

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