AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EC

Edgardo A. Castro

ARAGON CAPITAL LLC
Fort Lauderdale, FL 33301
Some features on this profile are disabled
CRD#: 5115574
EC

Professional summary

Edgardo Ahmed Castro, who also goes by Edgardo Castro, is a registered financial advisor currently at ARAGON CAPITAL LLC located in Fort Lauderdale, Florida.

Edgardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Edgardo has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Edgardo Castro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEALTH BENEFITS CENTER/NOT INVESTMENT RELATED/200 S PARK RD/HOLLYWOOD FL 33021/ENROLLMENT OF HEALTH PLANS FOR INBOUND CALLERS/ENROLLMENT AGENT/12.2014/80/0/I ASSIST CUSTOMERS ENROLL INTO HEALTH, DENTAL AND VISION PLANS. Insurance sales of health, life, and fixed annuity sales. Receive commissions for policies sold

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edgardo Ahmed Castro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2016 - Present

ARAGON CAPITAL LLC

Office #1: 101 Ne 3rd Ave Suite 1500, Fort Lauderdale, FL 33301
RIA
CRD#: 166958
Fort Lauderdale, FL
Past

September 30, 2015 - May 10, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
MIAMI, FL
Past

July 10, 2015 - May 10, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
MIAMI, FL
Past

December 19, 2014 - March 24, 2015

BREWER CAPITAL MANAGEMENT

RIA
CRD#: 152562
PLANTATION, FL
Past

October 29, 2013 - August 8, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WESTON, FL
Past

October 29, 2013 - August 8, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WESTON, FL
Past

October 2, 2012 - September 19, 2013

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
AVENTURA, FL
Past

October 1, 2012 - September 19, 2013

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
AVENTURA, FL
Past

April 26, 2012 - September 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WESTON, FL
Past

March 5, 2012 - September 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WESTON, FL
Past

July 1, 2011 - January 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SUNNY ISLES, FL
Past

June 30, 2011 - January 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SUNNY ISLES, FL
Past

September 25, 2009 - July 6, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SUNNY ISLES BEACH, FL
Past

September 25, 2009 - July 6, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SUNNY ISLES BEACH, FL
Past

January 22, 2009 - September 18, 2009

CAPITAL ONE INVESTMENT SERVICES LLC

BD
CRD#: 25658
HOUSTON, TX
Past

July 30, 2007 - January 6, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PASADENA, TX
Past

April 5, 2007 - January 6, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PASADENA, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARAGON CAPITAL LLC
ARAGON CAPITAL LLC

CRD#: 166958 / SEC#: 801-121982

RIA
Registered Investment Advisory firm - (7/30/2021 Approved)
Florida
Registered Investment Advisory firm - (8/12/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/18/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/5/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/3/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
ARAGON CAPITAL LLC
ARAGON CAPITAL LLC

CRD#: 166958 / SEC#: 801-121982

RIA
Registered Investment Advisory firm - (7/30/2021 Approved)
Florida
Registered Investment Advisory firm - (8/12/2021 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
101 Ne 3rd Ave Suite 1500, Fort Lauderdale, FL 33301
Mailing Address
Phone number
(786) 529-6540
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/23/2025)
ADV 3 - FORM CRS (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,066
AUM (Assets Under Management)$ 285,018,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARAGON CAPITAL LLC

CRD#: 166958Fort Lauderdale, FL 33301

TRUST BUT VERIFY

Monitor Edgardo Castro

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Charles Andrew Fischer
Charles FischerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Boca Raton, FL
JF
John FrickerAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Ft. Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.