Brian L. Chew

SUN GROUP WEALTH PARTNERS LLC

IRVINE, CA 92618

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CRD#: 5115531

Professional summary

Brian Lindsay Chew, who also goes by Brian Chew, is a registered financial advisor currently at SUN GROUP WEALTH PARTNERS LLC located in Irvine, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Chew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lindsay Chew's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2018 - Present

SUN GROUP WEALTH PARTNERS LLC

Office #1: 15615 Alton Parkway Suite 450, Irvine, CA 92618

RIA

CRD#: 166372

IRVINE, CA

Past

May 10, 2006 - December 18, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

ALVISO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUN GROUP WEALTH PARTNERS LLC

CAMPAIGN FOR NEXT GENERATION EMPLOYEES | SUN GROUP WEALTH PARTNERS LLC

CRD#: 166372 / SEC#: 801-79233

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

California

Registered Investment Advisory firm - (4/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/8/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUN GROUP WEALTH PARTNERS LLC

CAMPAIGN FOR NEXT GENERATION EMPLOYEES | SUN GROUP WEALTH PARTNERS LLC

CRD#: 166372 / SEC#: 801-79233

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

California

Registered Investment Advisory firm - (4/2/2014 Terminated)

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Contact information

Main Address

17500 Red Hill Ave Suite 140, Irvine, CA 92614

Mailing Address

Phone number

(949) 625-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGWP-FORM ADV PART 2A: FIRM BROCHURE (1/23/2025)

SGWP-FORM ADV PART 2A, APPENDIX 1: WRAP FEE PROGRAM (1/23/2025)

Regulatory assets under management

Total Number of Accounts	533
AUM (Assets Under Management)	$ 178,948,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian L. Chew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lindsay Chew's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUN GROUP WEALTH PARTNERS LLC

WORLD GROUP SECURITIES, INC.

Primary Firm SEC Registration

SUN GROUP WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2006

Series 6

Date: 5/8/2006

Current Firm

SUN GROUP WEALTH PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUN GROUP WEALTH PARTNERS LLC

TRUST BUT VERIFY

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