Keith Andel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Andel, who also goes by Keith Michael Andel, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2006. Keith had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2024 - December 3, 2025
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
May 17, 2006 - February 17, 2010
AVANTAX ADVISORY SERVICES
March 30, 2006 - February 17, 2010
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,077 |
| AUM (Assets Under Management) | $ 590,457,327 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
