Amy James
Professional summary
Amy James, who also goes by Amy N James, Amy N. James, Amy Noel James, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2006. Amy has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy James's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2026 - Present
FNEX CAPITAL, LLC
Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204December 12, 2025 - March 26, 2026
CHARLES SCHWAB & CO., INC.
September 14, 2021 - March 9, 2023
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
November 1, 2016 - August 29, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 1, 2013 - October 13, 2016
VAN ECK SECURITIES CORPORATION
January 3, 2012 - June 17, 2013
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
May 4, 2007 - December 31, 2009
BLACKROCK EXECUTION SERVICES
August 18, 2006 - March 20, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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