DB
David E. Babulic
FIRST HEARTLAND CONSULTANTS
VALPARAISO, IN 46383
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CRD#: 5115131
DB
Professional summary
David Eugene Babulic is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Valparaiso, Indiana and FIRST HEARTLAND CAPITAL, INC. located in Valparaiso, Indiana.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIKORSKI WEALTH MANAGEMENT GROUP. Investment related. SALE AND DISTRIBUTION OF INSURANCE PRODUCTS. Start 1/27/09. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 2/2/09. David E. Babulic, Inc. Not investment related. Owner. S corp used only for tax purposes. Entity name is not stated or used publicly. Start 2/2/09.
CRS (Client Relationship Summary) - RIA
Click below to view David Eugene Babulic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2009 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 203 E Jefferson Street, Valparaiso, IN 46383RIA
CRD#: 110377
VALPARAISO, IN
Current
October 17, 2008 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 203 E. Jefferson St, Valparaiso, IN 46383BD
CRD#: 32460
Valparaiso, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/3/2021)
RR
Florida(1/7/2011)
RR
Georgia(5/18/2023)
RR
Illinois(6/19/2009)
IAR
Illinois(6/29/2010)
RR
Indiana(1/26/2009)
IAR
Indiana(2/2/2009)
RR
Louisiana(2/23/2021)
RR
Michigan(7/30/2020)
RR
Missouri(10/11/2024)
RR
Nevada(10/6/2020)
RR
Ohio(9/30/2020)
RR
Texas(9/23/2021)
IAR
Texas(9/23/2021)
RR
Washington(1/5/2020)
RR
Wisconsin(9/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
