Bradley R. Jones

AE WEALTH MANAGEMENT

Brighton, MI 48116

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CRD#: 5115050

Professional summary

Bradley R Jones, who also goes by Brad Jones, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Brighton, Michigan and AE FINANCIAL SERVICES, LLC located in Brighton, Michigan.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Bradley has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) JONES RETIREMENT ADVISORS, LLC; YES INVESTMENT RELATED; 230 N SECOND STREET; INSURANCE SALES; OWNER AND FINANCIAL ADVISOR; START DATE 06/2021; APPROX 140 HRS/MONTH; APPROX 140 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/2020; APPROX 20 HRS/MONTH; APPROX 20 HRS/MONTH DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley R Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2020 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 230 N 2nd St Suite 200, Brighton, MI 48116

RIA

CRD#: 282580

Brighton, MI

Current

October 23, 2020 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 230 N 2nd St Suite 200, Brighton, MI 48116

CRD#: 298608

Brighton, MI

Past

March 25, 2017 - October 26, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Brighton, MI

Past

March 25, 2017 - October 26, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

Brighton, MI

Past

November 23, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SOUTHFIELD, MI

Past

November 23, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOUTHFIELD, MI

Past

April 26, 2016 - November 18, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SOUTHFIELD, MI

Past

April 22, 2016 - November 18, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOUTHFIELD, MI

Past

February 2, 2011 - April 22, 2016

HANTZ FINANCIAL SERVICES, INC.

RIA

CRD#: 46047

TAYLOR, MI

Past

May 11, 2006 - April 22, 2016

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

TAYLOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/23/2020)

Michigan
(10/23/2020)

IAR

Michigan
(10/23/2020)

Ohio
(1/7/2021)

IAR

Texas
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley R. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley R Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

HANTZ FINANCIAL SERVICES, INC.

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2010

Series 63

Date: 5/31/2006

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2006

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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