Bradley R Jones
Professional Summary
Bradley R Jones, who also goes by Brad Jones, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Brighton, Michigan and AE FINANCIAL SERVICES, LLC located in Brighton, Michigan. Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Bradley has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brad Jones
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Videos & Posts
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Current Firm
AE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614Phone Number
(866) 363-9595# of Employees
630SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
282,995AUM (Assets Under Management)
$49,837,385,888Similar Advisors
LIGHTSQUARE WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(10/23/2020)
(10/23/2020)
(10/23/2020)
(4/4/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Bradley R Jones's CRS (Customer Relationship Summary).
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LIGHTSQUARE WEALTH MANAGEMENT, LLC