JR
Jeffrey P. Riesberg
ADVISOR SHARE WEALTH MANAGEMENT
Lincoln, NE
Some features on this profile are disabled
CRD#: 5114917
JR
Professional summary
Jeffrey Paul Riesberg, who also goes by Jeff P. Riesberg, Jeff Riesberg, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Lincoln, Nebraska.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff P. Riesberg | Jeff Riesberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AGENT - 02/2012 TO PRESENT. INVESTMENT-RELATED. 8420 WEST DODGE ROAD, SUITE 110, OMAHA, NE 68114. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. HE SPENDS 20% OF HIS TIME ON THIS ACTIVITY, ALL DURING NORMAL BUSINESS HOURS. 2) SENIOR MARKET SALES - HOME OFFICE ADVISOR. 02/2012 TO PRESENT. INVESTMENT-RELATED. 8420 WEST DODGE ROAD, SUITE 110, OMAHA, NE 68114. DUTIES INCLUDE OFFERING ADVISORY SERVICES TO HOUSE ACCOUNTS. HE SPENDS 20% OF HIS TIME ON THIS ACTIVITY, ALL DURING NORMAL BUSINESS HOURS. 3) American Family Estate Preservation Inc. - Solicitor. 05/2023 to Present. Not investment related. Duties include referring advisory clients and prospects seeking Legal or Estate advice to American Family Estate Preservation Inc. and delivering contract to client. American Family Estate Preservation Inc. pays Jeff Riesberg a fee for each successful client referral. 2 hrs/month spent on this activity. Sequent Planning does not receive any direct or in-direct compensation from American Family Estate Preservation Inc. or Jeff Riesberg for clients or prospects referred to American Family Estate Preservation Inc. Clients are never obligated or required to purchase legal or estate products from or through American Family Estate Preservation Inc. and may choose any independent Attorney or Legal Services company to purchase such products. Sequent Planning, LLC is independent of and unaffiliated with American Family Estate Preservation Inc. and there is no employee relationship between the two entities. Sequent Planning has not performed any due diligence on American Family Estate Preservation Inc. and does not supervise or have any responsibility for American Family Estate Preservation Inc. or the delivery of legal or estate advice or services. 4) UBA Senior Health, LLC, not investment-related, Medicare agency, Owner, 1835 Saint James Road, Lincoln, NE 68506, He spends less than 5% of his time for this activity, all during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Riesberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2024 - Present
ADVISOR SHARE WEALTH MANAGEMENT, LLC
Office #2: 212 South St, Iola, KS 66749RIA
CRD#: 307997
Lincoln, NE
Past
February 27, 2019 - August 16, 2024
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
OMAHA, NE
Past
April 8, 2013 - December 5, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
LA VISTA, NE
Past
April 8, 2013 - December 5, 2018
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LA VISTA, NE
Past
February 1, 2012 - February 1, 2013
WOODMEN FINANCIAL SERVICES, INC.
BD
CRD#: 117365
OMAHA, NE
Past
August 17, 2007 - December 20, 2011
TD AMERITRADE, INC.
RIA
CRD#: 7870
OMAHA, NE
Past
August 17, 2007 - December 20, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAHA, NE
Past
April 14, 2006 - December 20, 2011
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/22/2024)
IAR
Nebraska(8/20/2024)
IAR
Texas(8/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 185,181,144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
