Mark Shinder

TRUST ASSET MANAGEMENT LLC

HOUSTON, TX 77056

Some features on this profile are disabled

CRD#: 5114724

Professional summary

Mark Shinder is a registered financial advisor currently at TRUST ASSET MANAGEMENT LLC located in Houston, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHSTAR MEMORIAL GROUP LLC EXECUTIVE VICE PRESIDENT & CFO NON INVESTMENT-RELATED OWNER OPERATOR OF FUNERAL HOME AND CEMETERY COMPANIES 1900 ST. JAMES PLACE SUIT 200 HOUSTON, TEXAS 77056 NOVEMBER 2006 - PRESENT FULL TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Shinder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2008 - Present

TRUST ASSET MANAGEMENT LLC

Office #1: 1900 St. James Place Suite 200, Houston, TX 77056

RIA

CRD#: 147379

HOUSTON, TX

Past

June 27, 2006 - November 21, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 17, 2006 - July 17, 2006

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ASSET MANAGEMENT LLC

SECURITY INVESTMENT MANAGEMENT LLC | TRUST ASSET MANAGEMENT LLC

CRD#: 147379 / SEC#: 801-69363

RIA

Registered Investment Advisory firm - (7/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/22/2010)

IAR

Illinois
(1/1/2009)

IAR

Texas
(1/1/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/2006

General Securities Representative Examination

Current Firm

TRUST ASSET MANAGEMENT LLC

SECURITY INVESTMENT MANAGEMENT LLC | TRUST ASSET MANAGEMENT LLC

CRD#: 147379 / SEC#: 801-69363

RIA

Registered Investment Advisory firm - (7/2/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1900 St James Place Suite 300, Houston, TX 77056

Mailing Address

Phone number

(832) 308-2748

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

TAM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 2,764,316,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark Shinder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Shinder's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUST ASSET MANAGEMENT LLC

DEUTSCHE BANK SECURITIES INC.

LAZARD FRERES & CO. LLC

Primary Firm SEC Registration

TRUST ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2008

Series 63

Date: 10/6/2006

Series 7

Date: 5/16/2006

Current Firm

TRUST ASSET MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors