KF
Kenneth E. Fritz
ONEAMERICA SECURITIES
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 5114313
KF
Professional summary
Kenneth Eric Fritz, who also goes by K. Eric Fritz, Kenneth Eric Fritz Mr, Kenneth Eric Fritz, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Indianapolis, Indiana.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kenneth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
K. Eric Fritz | Kenneth Eric Fritz Mr | Kenneth Eric Fritz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Eric Fritz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Eric Fritz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2019 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 50 E 91st St Ste 300, Indianapolis, IN 46240RIA
BD
CRD#: 4173
Indianapolis, IN
Current
May 22, 2019 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 50 E 91st St Ste 300, Indianapolis, IN 46240RIA
BD
CRD#: 4173
Indianapolis, IN
Past
February 14, 2018 - May 30, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
INDIANAPOLIS, IN
Past
February 13, 2018 - May 30, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
INDIANAPOLIS, IN
Past
October 1, 2012 - December 8, 2017
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CARMEL, IN
Past
October 1, 2012 - December 8, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CARMEL, IN
Past
October 14, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
CARMEL, IN
Past
October 14, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CARMEL, IN
Past
August 24, 2006 - September 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
INDIANAPOLIS, IN
Past
August 24, 2006 - September 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(1/14/2026)
RR
California(1/22/2024)
IAR
California(1/22/2024)
RR
Colorado(2/25/2022)
IAR
Colorado(2/25/2022)
RR
Florida(2/28/2022)
IAR
Florida(2/28/2022)
IAR
Illinois(3/17/2025)
RR
Indiana(5/22/2019)
IAR
Indiana(5/22/2019)
RR
Iowa(8/20/2024)
IAR
Iowa(8/20/2024)
RR
Kentucky(4/25/2022)
IAR
Kentucky(4/25/2022)
IAR
Maryland(3/19/2025)
IAR
Massachusetts(5/29/2024)
RR
Minnesota(8/12/2024)
IAR
Minnesota(8/12/2024)
IAR
Nevada(3/21/2022)
IAR
New York(9/30/2025)
RR
Ohio(2/25/2022)
IAR
Ohio(2/25/2022)
RR
South Carolina(3/7/2025)
IAR
South Carolina(3/7/2025)
RR
Tennessee(2/12/2024)
IAR
Utah(8/20/2025)
IAR
Washington(5/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
