John P. Stauffer

AJ ADVISORS

Nashville, TN 37204

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CRD#: 5114261

Professional summary

John Province Stauffer, CFP® is a registered financial advisor currently at AJ ADVISORS located in Nashville, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE INSURANCE-PART TIME-COMMISSION BASED. NOT SECURITIES-RELATED. LIFE, HEALTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Province Stauffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

July 14, 2022 - Present

AJ ADVISORS

Office #1: 2726 Larmon Drive, Nashville, TN 37204

RIA

CRD#: 321606

Nashville, TN

Past

March 17, 2009 - November 18, 2022

KAY QUINN FINANCIAL, LLC

RIA

CRD#: 123983

NASHVILLE, TN

Past

March 2, 2009 - December 20, 2010

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

JACKSON, TN

Past

February 20, 2009 - December 20, 2010

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

April 4, 2008 - February 12, 2009

NEW ENGLAND SECURITIES

CRD#: 615

BRENTWOOD, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AJ ADVISORS

AJ ADVISORS | AJ ADVISORS, LLC

CRD#: 321606 / SEC#: 801-125760

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/14/2022)

IAR

Texas
(10/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/3/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AJ ADVISORS

AJ ADVISORS | AJ ADVISORS, LLC

CRD#: 321606 / SEC#: 801-125760

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

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Contact information

Main Address

2726 Larmon Drive, Nashville, TN 37204

Mailing Address

Phone number

(615) 709-8709

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AJ ADVISORS - ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,412
AUM (Assets Under Management)	$ 303,506,416

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
12/28/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Stauffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Province Stauffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAY QUINN FINANCIAL, LLC

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

AJ ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2009

Series 63

Date: 4/24/2008

Series 6

Date: 4/3/2008

Current Firm

AJ ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AJ ADVISORS

TRUST BUT VERIFY

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