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Ryan Michael Reckner

AMS BROKERAGE SERVICES
BATON ROUGE, LA
·CRD# 5114219·20 years experience

Professional Summary

Ryan Michael Reckner, who also goes by Ryan Reckner, is a registered financial advisor currently at AMS BROKERAGE SERVICES LLC located in Baton Rouge, Louisiana. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Reckner

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

Current

AMS BROKERAGE SERVICES LLCCurrent·CRD# 335083
BD
1700 City Farm Drive Suite B, Baton Rouge, LA 70806
August 5, 2025 - Present

Past

TLG ADVISORS, INC.Past·CRD# 111052
RIA
Bella Vista, AR
July 19, 2022 - August 25, 2025
THE LEADERS GROUP, INC.Past·CRD# 37157
BD
Summit, NJ
July 11, 2022 - August 25, 2025
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Salisbury, MD
April 21, 2017 - July 15, 2020
LPL FINANCIAL LLCPast·CRD# 6413
BD
Salisbury, MD
April 21, 2017 - July 15, 2020
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
RIA
Seaford, DE
December 11, 2015 - April 26, 2017
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
BD
Seaford, DE
December 11, 2015 - April 26, 2017
M&T SECURITIES, INC.Past·CRD# 17358
RIA
Chester, MD
November 12, 2014 - November 25, 2015
M&T SECURITIES, INC.Past·CRD# 17358
BD
Chester, MD
October 12, 2009 - November 25, 2015
UVEST FINANCIAL SERVICES GROUP, INC.Past·CRD# 13787
BD
Baltimore, MD
November 1, 2006 - November 17, 2008

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Current Firm

AB
AMS BROKERAGE SERVICES LLC

AMS BROKERAGE SERVICES LLC

CRD#: 335083 / SEC#: 8-71341
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

1700 City Farm Drive Suite B, Baton Rouge, LA 70806

Mailing Address

1700 City Farm Drive Suite B, Baton Rouge, LA 70806

Phone Number

(832) 622-3905

Established

Delaware since 01/29/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ANNUITY MARKETING SERVICESOWNER—
ANDERSON, STEPHEN FRANCISCCO1181095
DUFFY, SHAWNPRESIDENT/CEO1529626
FAWLEY, DANIEL PDIRECTOR7183078
MARANTO, MICHAEL ADIRECTOR5722270
WAGSTAFF, CONNER FRED IIIFINOP1427591

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TLG ADVISORS INC - 7/7/2022 - 475 Springfield Ave, Summit, NJ 07901- IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(1/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2009About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2006About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Michael Reckner's CRS (Customer Relationship Summary).

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