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RO

Rod P. Olson

DAI WEALTH
HELENA, MT
Some features on this profile are disabled
CRD#: 5114162
RO

Professional summary

Rod Paul Olson, who also goes by Rod Olson, is a registered financial advisor currently at DAI WEALTH, LLC located in Helena, Montana and DAI SECURITIES, LLC located in Helena, Montana.

Rod is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Rod has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rod Olson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rod Paul Olson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2026 - Present

DAI WEALTH, LLC

RIA
CRD#: 138938
HELENA, MT
Current

January 2, 2026 - Present

DAI SECURITIES, LLC

BD
CRD#: 36673
HELENA, MT
Past

November 5, 2008 - January 2, 2026

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA
CRD#: 13609
HELENA, MT
Past

November 5, 2008 - January 2, 2026

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
HELENA, MT
Past

October 30, 2007 - November 6, 2008

LPL FINANCIAL LLC

RIA
CRD#: 6413
NORTH BEND, OR
Past

May 19, 2006 - November 6, 2008

LPL FINANCIAL LLC

BD
CRD#: 6413
NORTH BEND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.

CRD#: 138938 / SEC#: 801-66260

RIA
Registered Investment Advisory firm - (2/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Alaska
(1/13/2026)
RR
Arizona
(1/2/2026)
IAR
Arizona
(1/14/2026)
RR
California
(1/2/2026)
IAR
California
(1/5/2026)
RR
Colorado
(1/2/2026)
IAR
Colorado
(1/6/2026)
RR
Florida
(1/2/2026)
RR
Idaho
(1/2/2026)
IAR
Idaho
(1/5/2026)
RR
Illinois
(1/2/2026)
IAR
Illinois
(1/9/2026)
IAR
Montana
(1/4/2026)
RR
Montana
(1/5/2026)
RR
Nevada
(1/2/2026)
IAR
Nevada
(1/5/2026)
RR
Oregon
(1/2/2026)
RR
South Carolina
(1/2/2026)
IAR
South Carolina
(1/6/2026)
RR
Texas
(1/2/2026)
IAR
Texas
(1/5/2026)
RR
Washington
(1/2/2026)
IAR
Washington
(1/5/2026)
RR
Wisconsin
(1/2/2026)
IAR
Wisconsin
(1/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/29/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/18/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/18/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.

CRD#: 138938 / SEC#: 801-66260

RIA
Registered Investment Advisory firm - (2/24/2006 Approved)
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Contact information

Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DAI WEALTH ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts1,821
AUM (Assets Under Management)$ 267,417,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAI WEALTH, LLC

CRD#: 138938Helena, MT

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