Caleb W. Huftalin

RIDGELINE PRIVATE WEALTH

MESA, AZ 85215

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CRD#: 5114075

Professional summary

Caleb Will Huftalin, CFP® is a registered financial advisor currently at RIDGELINE PRIVATE WEALTH located in Mesa, Arizona.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Caleb has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Will Huftalin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 2, 2022 - Present

RIDGELINE PRIVATE WEALTH

Office #1: 2929 N Power Rd, Ste 101, Mesa, AZ 85215

RIA

CRD#: 318258

MESA, AZ

Past

April 13, 2018 - April 22, 2022

CATALYST WEALTH MANAGEMENT

RIA

CRD#: 291138

Mesa, AZ

Past

December 17, 2015 - July 11, 2018

KALOS MANAGEMENT

RIA

CRD#: 133025

Gilbert, AZ

Past

November 9, 2015 - October 5, 2019

KALOS CAPITAL, INC.

CRD#: 44337

Gilbert, AZ

Past

December 7, 2011 - December 31, 2015

TRIAD ADVISORS LLC

RIA

CRD#: 25803

Suwanee, GA

Past

October 20, 2011 - November 12, 2015

TRIAD ADVISORS LLC

CRD#: 25803

SUWANEE, GA

Past

March 27, 2006 - July 10, 2006

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ROCKFORD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIDGELINE PRIVATE WEALTH

RIDGELINE PRIVATE WEALTH | RIDGELINE WEALTH LLC

CRD#: 318258 / SEC#: 801-128531

RIA

Registered Investment Advisory firm - (7/21/2023 Approved)

Arizona

Registered Investment Advisory firm - (7/25/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/25/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Illinois

Registered Investment Advisory firm - (7/25/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/2/2022)

IAR

California
(11/7/2023)

IAR

Florida
(4/13/2023)

IAR

Georgia
(7/13/2022)

IAR

Illinois
(5/5/2022)

IAR

Texas
(3/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2011

General Securities Representative Examination

Current Firm

RIDGELINE PRIVATE WEALTH

RIDGELINE PRIVATE WEALTH | RIDGELINE WEALTH LLC

CRD#: 318258 / SEC#: 801-128531

RIA

Registered Investment Advisory firm - (7/21/2023 Approved)

Arizona

Registered Investment Advisory firm - (7/25/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/25/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Illinois

Registered Investment Advisory firm - (7/25/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/25/2023 Terminated)

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Contact information

Main Address

2929 N Power Rd, Ste 101, Mesa, AZ 85215

Mailing Address

Phone number

(480) 779-0127

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIDGELINE PRIVATE WEALTH ADV2AB (7/24/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 162,315,717

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Caleb W. Huftalin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Will Huftalin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATALYST WEALTH MANAGEMENT

KALOS MANAGEMENT

KALOS CAPITAL, INC.

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Primary Firm SEC Registration

RIDGELINE PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2011

Current Firm

RIDGELINE PRIVATE WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIDGELINE PRIVATE WEALTH

TRUST BUT VERIFY

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