Brian L. Johnson

BRIGHTPATH WEALTH ADVISORS LLC

Raleigh, NC 27606

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CRD#: 5113584

Professional summary

Brian L Johnson, who also goes by Brian Leigh Johnson, Brian Johnson, is a registered financial advisor currently at BRIGHTPATH WEALTH ADVISORS LLC located in Raleigh, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Leigh Johnson | Brian Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Sole Proprietor; Yes; Crofton, MD; Insurance; Insurance Agent; 01/1996; 50%; 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian L Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2022 - Present

BRIGHTPATH WEALTH ADVISORS LLC

Office #1: 5540 Centerview Dr Suite 200, Raleigh, NC 27606

RIA

CRD#: 164209

Raleigh, NC

Past

October 22, 2020 - June 30, 2022

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Clinton, NC

Past

October 8, 2020 - June 30, 2022

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Clinton, NC

Past

May 14, 2019 - January 14, 2020

SIMPLICITY WEALTH

RIA

CRD#: 300572

Morrisville, NC

Past

September 14, 2016 - October 11, 2017

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

RALEIGH, NC

Past

December 14, 2007 - March 13, 2009

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

RALEIGH, NC

Past

March 24, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

RALEIGH, NC

Past

March 24, 2006 - December 4, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/20/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/5/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/8/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/14/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRIGHTPATH WEALTH ADVISORS LLC

BRIGHTPATH WEALTH ADVISORS LLC | TPCWM WEALTH MANAGEMENT LLC | TPC WEALTH MANAGEMENT LLC | TPC WEALTH MANAGEMENT | TPC FINANCIAL SERVICES LLC

CRD#: 164209 / SEC#:

Florida

Registered Investment Advisory firm - (3/7/2025 Approved)

Maryland

Registered Investment Advisory firm - (10/11/2012 Approved)

North Carolina

Registered Investment Advisory firm - (2/17/2020 Approved)

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Contact information

Main Address

2138 Priest Bridge Court Suite 1, Crofton, MD 21114

Mailing Address

Phone number

(443) 274-6100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	285
AUM (Assets Under Management)	$ 55,900,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian L. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian L Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

SIMPLICITY WEALTH

W&S BROKERAGE SERVICES, INC.

JBS LIBERTY SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/2020

Series 65

Date: 3/5/2019

Series 7TO

Date: 10/8/2020

SIE

Date: 10/11/2017

Series 6

Date: 9/14/2016

Current Firm

BRIGHTPATH WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIGHTPATH WEALTH ADVISORS LLC

TRUST BUT VERIFY

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