Aaron M. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Michael Rogers, who also goes by Aaron Rogers, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2007. Aaron had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2019 - March 27, 2020
VIRTU AMERICAS LLC
April 1, 2016 - December 24, 2018
VIRTU FINANCIAL CAPITAL MARKETS LLC
November 10, 2011 - March 27, 2020
VIRTU FINANCIAL BD LLC
December 4, 2007 - May 29, 2013
VIRTU FINANCIAL CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
