Katya Voronchuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katya Voronchuk, who also goes by Kate Merton, Katya Merton, was a registered financial professional .
Katya is a previously registered financial professional and started their career in finance in 2006. Katya had worked at 7 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - May 6, 2013
SIDOTI & COMPANY, LLC
July 30, 2010 - August 12, 2011
RODMAN & RENSHAW, LLC
September 8, 2009 - July 19, 2010
BREAN CAPITAL, LLC
July 7, 2009 - July 28, 2009
GLOBAL EMERGING CAPITAL GROUP, LLC
March 15, 2007 - June 14, 2007
LEGEND SECURITIES, INC.
September 5, 2006 - February 14, 2007
NEW YORK GLOBAL SECURITIES, INC.
March 17, 2006 - July 10, 2006
THINKEQUITY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
