Matthew A. Weed

SUMMIT FINANCIAL ADVISORS

MIDDLETOWN, OH 45042

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CRD#: 5112691

Professional summary

Matthew Allen Weed, CFP® is a registered financial advisor currently at SUMMIT FINANCIAL ADVISORS, INC. located in Middletown, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Matthew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Weed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 25, 2015 - Present

SUMMIT FINANCIAL ADVISORS, INC.

Office #1: 300 N. Main Street Suite 500, Middletown, OH 45042

RIA

CRD#: 145007

MIDDLETOWN, OH

Past

May 11, 2012 - June 1, 2015

SIGNATURE INVESTMENT ADVISORS, LLC

RIA

CRD#: 160715

LOS ANGELES, CA

Past

September 18, 2007 - June 1, 2015

SEIA

RIA

CRD#: 108163

LOS ANGELES, CA

Past

August 17, 2007 - April 14, 2015

SIGNATOR INVESTORS, INC.

CRD#: 468

LOS ANGELES, CA

Past

January 26, 2007 - July 27, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

LOS ANGELES, CA

Past

January 26, 2007 - July 27, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

LOS ANGELES, CA

Past

May 16, 2006 - December 4, 2006

TD AMERITRADE, INC.

CRD#: 7870

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT FINANCIAL ADVISORS, INC.

CRD#: 145007 / SEC#: 801-96206

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

California

Registered Investment Advisory firm - (6/7/2015 Terminated)

Ohio

Registered Investment Advisory firm - (5/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2025)

IAR

Ohio
(8/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2006

General Securities Representative Examination

Current Firm

SUMMIT FINANCIAL ADVISORS, INC.

CRD#: 145007 / SEC#: 801-96206

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

California

Registered Investment Advisory firm - (6/7/2015 Terminated)

Ohio

Registered Investment Advisory firm - (5/8/2015 Terminated)

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Contact information

Main Address

300 N. Main Street Suite 500, Middletown, OH 45042

Mailing Address

Phone number

(513) 424-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT ADV PART 2A (6/17/2025)

Regulatory assets under management

Total Number of Accounts	426
AUM (Assets Under Management)	$ 199,387,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Weed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Weed's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATURE INVESTMENT ADVISORS, LLC

SEIA

SIGNATOR INVESTORS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

SUMMIT FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2006

SIE

Date: 4/14/2015

Series 7

Date: 5/15/2006

Current Firm

SUMMIT FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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