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Charles H. Collins

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CRD#: 51126
CC

Professional summary


Charles Howard Collins was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Charles is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Charles had worked at 6 firms, which includes LINCOLN NATIONAL PENSION INSURANCE COMPANY, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., INTEGRATED RESOURCES EQUITY CORPORATION, GREEN HILL FINANCIAL SERVICE CORPORATION, ADVANTAGE CAPITAL CORPORATION.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Charles Harold Collins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 1, 1987 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

BD
CRD#: 10293
Past

April 1, 1987 - October 25, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

April 1, 1987 - October 25, 2000

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

September 5, 1984 - October 24, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

August 15, 1983 - September 14, 1984

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882
Past

August 1, 1973 - December 6, 1983

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/27/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 7/20/1973
Registered Representative Examination

Current Firm


LN
LINCOLN NATIONAL PENSION INSURANCE COMPANY
LINCOLN NATIONAL PENSION INSURANCE COMPANY | LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293 / SEC#: , 8-26735

BD
Terminated by FINRA on 01/31/1989
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Contact information


Main Address
Mailing Address
Phone number
Established
Indiana since 03/01/1934
Firm type
Corporation
Fiscal year end
# of Employees

Documents


Red Flags


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Company Information


LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

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