John J. Hurford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John J Hurford, CIMA®, who also goes by John Hurford, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2025 - December 31, 2025
SAVOIE CAPITAL LLC
June 30, 2021 - April 28, 2025
UBS FINANCIAL SERVICES INC.
June 15, 2021 - April 28, 2025
UBS FINANCIAL SERVICES INC.
November 27, 2009 - February 2, 2012
LPL FINANCIAL LLC
September 10, 2009 - February 2, 2012
LPL FINANCIAL LLC
Primary Firm SEC Registration
SAVOIE CAPITAL LLC
CRD#: 167497 / SEC#: 801-78009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/15/2021
General Securities Representative ExaminationCurrent Firm
SAVOIE CAPITAL LLC
CRD#: 167497 / SEC#: 801-78009
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 1,229,682,778 |
Red Flags
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