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JH

John J. Hurford

SAVOIE CAPITAL LLC
CHICAGO, IL 60618
Some features on this profile are disabled
CRD#: 5112287
JH

Professional summary


John J Hurford, CIMA®, who also goes by John Hurford, is a registered financial advisor currently at SAVOIE CAPITAL LLC located in Chicago, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Hurford

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John J Hurford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Experience


Current

June 30, 2025 - Present

SAVOIE CAPITAL LLC

Office #1: 2500 W. Bradley Place, Chicago, IL 60618
RIA
CRD#: 167497
CHICAGO, IL
Past

June 30, 2021 - April 28, 2025

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEWPORT BEACH, CA
Past

June 15, 2021 - April 28, 2025

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEWPORT BEACH, CA
Past

November 27, 2009 - February 2, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

September 10, 2009 - February 2, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAVOIE CAPITAL LLC
SAVOIE CAPITAL LLC | SAVOIE CAPITAL SOLUTIONS BY KKM

CRD#: 167497 / SEC#: 801-78009

RIA
Registered Investment Advisory firm - (5/1/2013 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/30/2025)
IAR
Colorado
(6/30/2025)
IAR
Illinois
(6/30/2025)
IAR
Texas
(6/30/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 6/28/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SC
SAVOIE CAPITAL LLC
SAVOIE CAPITAL LLC | SAVOIE CAPITAL SOLUTIONS BY KKM

CRD#: 167497 / SEC#: 801-78009

RIA
Registered Investment Advisory firm - (5/1/2013 Approved)
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Contact information


Main Address
2500 W. Bradley Place, Chicago, IL 60618
Mailing Address
Phone number
(773) 573-9043
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAVOIE CAPITAL LLC FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management


Total Number of Accounts61
AUM (Assets Under Management)$ 1,229,682,778

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAVOIE CAPITAL LLC

CRD#: 167497Chicago, IL 60618

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