Kareem M. Shaaban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kareem Mounir Shaaban was a registered financial professional .
Kareem is a previously registered financial professional and started their career in finance in 2006. Kareem had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2013 - January 8, 2015
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
January 1, 2011 - February 8, 2011
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
June 10, 2008 - January 7, 2009
BOK FINANCIAL SECURITIES, INC.
June 10, 2008 - January 7, 2009
BOK FINANCIAL SECURITIES, INC.
January 10, 2007 - February 4, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 2006 - February 4, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
CRD#: 148024 / SEC#: , 8-67957
Contact information
Documents
Red Flags
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