James M. Cullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Cullen, who also goes by Jim Cullen, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2008. James had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - January 2, 2015
QUANTUMLEAP WEALTH MANAGEMENT, LLC
January 24, 2014 - March 2, 2017
WEALTH TEAMS ALLIANCE
October 25, 2010 - September 20, 2013
ROOSEVELT INVESTMENTS
October 12, 2009 - September 9, 2013
UNIFIED FINANCIAL SECURITIES, LLC
June 5, 2008 - July 27, 2009
RAYMOND JAMES & ASSOCIATES, INC.
February 18, 2008 - July 27, 2009
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTUMLEAP WEALTH MANAGEMENT, LLC
CRD#: 173585 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 6,315,212 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
