Andrew J. Gersbach

STIRLINGSHIRE INVESTMENTS

Columbus, OH

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CRD#: 5111620

Professional summary

Andrew J Gersbach, who also goes by Andrew Joseph Gersbach, Andy Gersbach, is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Columbus, Ohio and STIRLINGSHIRE INVESTMENTS located in New York City, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Joseph Gersbach | Andy Gersbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: GERSBACH FINANCIAL SERVICES LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1900 POLARIS PARKWAY #425, COLUMBUS, OH 43240 | START DATE: 6/17/2020 |NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2. Uncle Andy's Hot Sauce, INV RELATED: N, ADDRESS: COLUMBUS OH, NATURE: Foodstuffs POSITION: Owner, START DATE 06/2020, HOURS: 5/month DESCRIPTION: Produce and distribute premium hot sauces

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Gersbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Columbus, OH

Current

March 25, 2024 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018

CRD#: 310576

New York City, NY

Past

October 8, 2019 - February 1, 2024

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

COLUMBUS, OH

Past

September 19, 2019 - February 1, 2024

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

COLUMBUS, OH

Past

June 14, 2017 - September 11, 2019

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

Dublin, OH

Past

April 18, 2017 - September 11, 2019

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

DUBLIN, OH

Past

August 16, 2011 - April 4, 2017

NYLIFE SECURITIES LLC

CRD#: 5167

DUBLIN, OH

Past

February 16, 2007 - May 13, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

COLUMBUS, OH

Past

February 16, 2007 - May 13, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

COLUMBUS, OH

Past

June 14, 2006 - September 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CINCINNATI, OH

Past

June 5, 2006 - September 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/25/2024)

Florida
(3/25/2024)

Kentucky
(3/25/2024)

New York
(3/25/2024)

Ohio
(3/27/2024)

IAR

Ohio
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/29/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

15 W 38th St. #704, New York, NY 10018

Mailing Address

Phone number

(877) 600-7026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,135
AUM (Assets Under Management)	$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Gersbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Gersbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

NYLIFE SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STIRLINGSHIRE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2006

Series 24

Date: 3/25/2011

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

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