Sheng Y. Ding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheng Yao Ding was a registered financial professional .
Sheng is a previously registered financial professional and started their career in finance in 2006. Sheng had worked at 4 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - September 13, 2018
CROSS BORDERS ADVISORS LLC
October 1, 2012 - January 15, 2014
J.P. MORGAN SECURITIES LLC
November 5, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 19, 2006 - June 15, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CROSS BORDERS ADVISORS LLC
CRD#: 165725 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
