Joshua C. Strause

DAYBRIGHT ADVISORY SERVICES

Little Rock, AR

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CRD#: 5111427

Professional summary

Joshua Craig Strause, who also goes by Joshua C Strause, is a registered financial advisor currently at DAYBRIGHT ADVISORY SERVICES, INC. located in Little Rock, Arkansas.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joshua has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua C Strause

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Craig Strause's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2025 - Present

DAYBRIGHT ADVISORY SERVICES, INC.

RIA

CRD#: 133795

Little Rock, AR

Past

May 7, 2020 - July 11, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

May 22, 2014 - June 17, 2019

SAMMONS FINANCIAL NETWORK, LLC

CRD#: 158538

WEST DES MOINES, IA

Past

February 1, 2013 - May 5, 2014

DIRECTED SERVICES LLC

CRD#: 21675

DES MOINES, IA

Past

March 7, 2012 - March 20, 2012

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

March 18, 2010 - February 8, 2012

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

Past

February 22, 2008 - February 26, 2009

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

Past

June 28, 2006 - January 9, 2008

SIGNATOR INVESTORS, INC.

CRD#: 468

NORTH LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES | THE RETIREMENT PLAN COMPANY, LLC

CRD#: 133795 / SEC#: 801-93173

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Tennessee

Registered Investment Advisory firm - (9/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/31/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2006

General Securities Representative Examination

Current Firm

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES | THE RETIREMENT PLAN COMPANY, LLC

CRD#: 133795 / SEC#: 801-93173

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Tennessee

Registered Investment Advisory firm - (9/3/2015 Terminated)

PREMIUM

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Contact information

Main Address

9350 South Dixie Highway Suite 1560, Miami, FL 33156

Mailing Address

P.o.box 50, Lakeland, FL 33802

Phone number

(305) 671-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAYBRIGHT ADV PART 2A DISCLOSURE BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts	2,170
AUM (Assets Under Management)	$ 4,212,361,531

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/09/2025	Cover Page	Report
01/22/2024	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua C. Strause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Craig Strause's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAYBRIGHT ADVISORY SERVICES, INC.

THE LEADERS GROUP, INC.

SAMMONS FINANCIAL NETWORK, LLC

DIRECTED SERVICES LLC

KBS CAPITAL MARKETS GROUP LLC

COREBRIDGE CAPITAL SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

DAYBRIGHT ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2025

Series 66

Date: 5/31/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2006

Current Firm

DAYBRIGHT ADVISORY SERVICES, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAYBRIGHT ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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