David G. Larkin

CLEAR STREET LLC

New York, NY 10007

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CRD#: 5111179

Professional summary

David Grady Larkin, who also goes by David Larkin, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Larkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Grady Larkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

CLEAR STREET LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

CRD#: 288933

New York, NY

Past

October 18, 2023 - October 8, 2024

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849

NEW YORK, NY

Past

January 13, 2021 - November 12, 2021

PIPER SANDLER & CO.

CRD#: 665

EL SEGUNDO, CA

Past

March 23, 2018 - November 19, 2018

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

March 23, 2018 - November 19, 2018

TD ARRANGED SERVICES LLC

CRD#: 122529

NEW YORK, NY

Past

September 13, 2011 - January 5, 2018

VIRTU AMERICAS LLC

CRD#: 149823

SAN FRANCISCO, CA

Past

November 5, 2007 - February 10, 2010

TORA TRADING SERVICES, LLC

CRD#: 135423

SAN FRANCISCO, CA

Past

June 14, 2006 - June 5, 2007

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/31/2025)

Alaska
(2/3/2025)

Arkansas
(2/5/2025)

California
(1/31/2025)

Colorado
(2/3/2025)

Connecticut
(1/31/2025)

Delaware
(2/7/2025)

District of Columbia
(2/6/2025)

Florida
(2/3/2025)

Georgia
(2/3/2025)

Idaho
(1/31/2025)

Iowa
(1/31/2025)

Kansas
(2/4/2025)

Kentucky
(2/3/2025)

Louisiana
(1/31/2025)

Maine
(1/31/2025)

Maryland
(1/31/2025)

Massachusetts
(2/3/2025)

Michigan
(2/4/2025)

Minnesota
(2/3/2025)

Mississippi
(2/5/2025)

Missouri
(1/31/2025)

Montana
(1/31/2025)

Nebraska
(1/31/2025)

Nevada
(1/31/2025)

New Hampshire
(2/3/2025)

New Mexico
(2/3/2025)

New York
(1/31/2025)

North Carolina
(1/31/2025)

North Dakota
(2/4/2025)

Ohio
(1/31/2025)

Oklahoma
(2/4/2025)

Oregon
(2/5/2025)

Pennsylvania
(2/3/2025)

Rhode Island
(2/7/2025)

South Carolina
(2/5/2025)

South Dakota
(1/31/2025)

Tennessee
(2/3/2025)

Texas
(2/4/2025)

Utah
(2/3/2025)

Vermont
(1/31/2025)

Virgin Islands
(2/4/2025)

Virginia
(1/31/2025)

Wisconsin
(2/4/2025)

Wyoming
(1/31/2025)

Exams

State Security Law Exam

Series 63

Date: 1/30/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2006

General Securities Representative Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CLEAR STREET LLC

CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES

CRD#: 288933 / SEC#: , 8-69972

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

Mailing Address

4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

Phone number

(646) 738-4066

Established

Delaware since 12/20/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CLEAR STREET HOLDINGS LLC	SOLE CLASS A MEMBER
AUSUBEL, ELLI MARK	DIRECTOR	5715145
COHEN, URIEL EPHRAIM	DIRECTOR	4089765
HAMMERICH, DALF PAUL	HEAD OF SUPPORT	4710381
MOCCIA, CHRISTY NOEL	CHIEF COMPLIANCE OFFICER	4855629
OLIVEIRA, BRIAN	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER	5371120
SICKLICK, KENNETH	DIRECTOR	7418830
VOLZ, ANDREW	DIRECTOR, CHIEF EXECUTIVE OFFICER	4808674

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David G. Larkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Grady Larkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERIDIAN EQUITY PARTNERS, INC.

PIPER SANDLER & CO.

COWEN AND COMPANY

TD ARRANGED SERVICES LLC

VIRTU AMERICAS LLC

TORA TRADING SERVICES, LLC

RAFFERTY CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2025

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2006

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CLEAR STREET LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CLEAR STREET LLC

TRUST BUT VERIFY

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