Devin A. Engelken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Devin Alexander Engelken was a registered financial professional .
Devin is a previously registered financial professional and started their career in finance in 2006. Devin had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2022 - March 14, 2023
RETIREMENT ROOTS WEALTH MANAGEMENT LLC
January 12, 2007 - January 16, 2008
AMERITAS INVESTMENT COMPANY, LLC
May 31, 2006 - November 13, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT ROOTS WEALTH MANAGEMENT LLC
CRD#: 323272 / SEC#:
Contact information
Red Flags
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