Bharat R. Kesavan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bharat Ram Kesavan, who also goes by Bharat R Kesavan, was a registered financial professional .
Bharat is a previously registered financial professional and started their career in finance in 2011. Bharat had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2019 - September 30, 2021
OPENDEAL BROKER LLC
March 12, 2014 - January 17, 2018
BNP PARIBAS SECURITIES CORP.
August 22, 2011 - February 27, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/2/2019
General Securities Representative ExaminationCurrent Firm
OPENDEAL BROKER LLC
CRD#: 291387 / SEC#: , 8-70055
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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