David G. Carlson

SOUND INVESTMENT MANAGEMENT

IRVINE, CA 92618

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CRD#: 5110509

Professional summary

David Glenn Carlson, CFP®, who also goes by David Carlson, is a registered financial advisor currently at SOUND INVESTMENT MANAGEMENT, LLC located in Irvine, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Estate Planning

Retirement Planning

Insurance Planning

Tax Planning

Do you have an area of expertise or specialization?

AUM

Business Owners

Charitable Giving

College/Education Planning

Corporate Executives

Entrepreneurs

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

David Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Carlson is the President of Legacy Planners, LLC dba Christian Trustmaker. Legacy Planners, LLC provides access to independent attorneys and self-help services at your specific direction. Christian Trustmaker is not a law firm or a substitute for an attorney. Christian Trustmaker is a registered and bonded Legal Document Assistant #354 Orange County (exp. 8/13/19), 9870 Research Drive, Suite 209, Irvine, CA 92618 | (888) 948-7904. This will account for approximately 10% of my time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Glenn Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 18, 2019 - Present

SOUND INVESTMENT MANAGEMENT, LLC

Office #1: 9870 Research Drive, Irvine, CA 92618

RIA

CRD#: 299859

IRVINE, CA

Past

June 26, 2006 - September 22, 2006

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

REDLANDS, CA

Past

May 22, 2006 - September 22, 2006

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/18/2019)

IAR

Texas
(2/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/2006

General Securities Representative Examination

Current Firm

SOUND INVESTMENT MANAGEMENT, LLC

CRD#: 299859 / SEC#:

California

Registered Investment Advisory firm - (1/18/2019 Approved)

Texas

Registered Investment Advisory firm - (2/2/2021 Conditional Restricted)

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Contact information

Main Address

9870 Research Drive, Irvine, CA 92618

Mailing Address

Phone number

(888) 500-0375

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 39,331,948

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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David G. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Glenn Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND INVESTMENT MANAGEMENT, LLC

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2006

Series 7

Date: 5/20/2006

Current Firm

SOUND INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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