Kerry J. Dharnidharka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Jean Dharnidharka, who also goes by Kerry Dharnidharka, Kerry Jean Tazakine, was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 2006. Kerry had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2022 - April 22, 2026
PROFUNDS DISTRIBUTORS, INC.
May 1, 2019 - July 25, 2022
DESTRA CAPITAL INVESTMENTS LLC
July 12, 2017 - March 22, 2018
ALT FUND DISTRIBUTORS LLC
August 27, 2014 - March 22, 2016
NEXPOINT SECURITIES, INC.
November 7, 2011 - July 25, 2014
FIRST TRUST ADVISORS LP
May 25, 2006 - July 25, 2014
FIRST TRUST PORTFOLIOS L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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