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Robert Joseph Harazin

CRD# 5110495·Registered 2006 - 2026
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Joseph Harazin, who also goes by Bob Harazin, Bobby Harazin, Robert J Harazin, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2006 - 2026. Robert had worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Harazin, Bobby Harazin, Robert J Harazin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

GRAYSCALE SECURITIES, LLC·CRD# 305907
BD
Stamford, CT
August 29, 2024 - September 1, 2026
GRAYSCALE ADVISORS·CRD# 314868
RIA
Glen Ellyn, IL
June 17, 2024 - September 1, 2026
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
April 11, 2024 - August 29, 2024
INVESCO ADVISERS, INC.·CRD# 105360
RIA
Downers Grove, IL
March 4, 2015 - March 20, 2024
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Downers Grove, IL
March 4, 2015 - March 20, 2024
HIGHTOWER SECURITIES, LLC·CRD# 116681
BD
Chicago, IL
July 9, 2008 - March 2, 2015
GUGGENHEIM INVESTMENTS·CRD# 129288
RIA
Lisle, IL
March 19, 2007 - April 9, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Chicago, IL
March 19, 2007 - April 9, 2008
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Oakbrook, IL
August 17, 2006 - March 9, 2007
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Oakbrook, IL
March 28, 2006 - March 9, 2007

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Current Firm

GS
GRAYSCALE SECURITIES, LLC

GRAYSCALE SECURITIES, LLC

CRD#: 305907 / SEC#: 8-70437
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Mailing Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Phone Number

(914) 343-8623

Established

Delaware since 06/14/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRAYSCALE OPERATING, LLCSOLE MEMBER OF GRAYSCALE SECURITIES, LLC—
MASCI, KATHRYN CODYFINOP / PFO6755238
PALASZ, FELICA CORNELIAPOO7830001
PALMER, JORDAN WYNNCHIEF EXECUTIVE OFFICER7279088
SALM, CRAIG IANCHIEF LEGAL OFFICER / INTERIM CHIEF COMPLIANCE OFFICER6936921

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Grayscale Operating, LLC (Parent Company to the Firm and Grayscale Advisors, LLC); Investment Related; Stamford, CT; 03/2024; Sales Distribution; Regional VP, Market Leader; 160 Hours/Month.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Nov 2018About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Mar 2017About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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