Robert J. Harazin

GRAYSCALE ADVISORS

Glen Ellyn, IL

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CRD#: 5110495

Professional summary

Robert Joseph Harazin, who also goes by Bob Harazin, Bobby Harazin, Robert J Harazin, is a registered financial advisor currently at GRAYSCALE ADVISORS located in Glen Ellyn, Illinois and GRAYSCALE SECURITIES, LLC located in Stamford, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Harazin | Bobby Harazin | Robert J Harazin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Grayscale Operating, LLC (Parent Company to the Firm and Grayscale Advisors, LLC); Investment Related; Stamford, CT; 03/2024; Sales Distribution; Regional VP, Market Leader; 160 Hours/Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Harazin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2024 - Present

GRAYSCALE ADVISORS

RIA

CRD#: 314868

Glen Ellyn, IL

Current

August 29, 2024 - Present

GRAYSCALE SECURITIES, LLC

Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902

CRD#: 305907

Stamford, CT

Past

April 11, 2024 - August 29, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

March 4, 2015 - March 20, 2024

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

DOWNERS GROVE, IL

Past

March 4, 2015 - March 20, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

DOWNERS GROVE, IL

Past

July 9, 2008 - March 2, 2015

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

March 19, 2007 - April 9, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

LISLE, IL

Past

March 19, 2007 - April 9, 2008

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

August 17, 2006 - March 9, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OAKBROOK, IL

Past

March 28, 2006 - March 9, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

OAKBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAYSCALE ADVISORS

GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC

CRD#: 314868 / SEC#: 801-122921

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/29/2024)

Alaska
(8/29/2024)

Arizona
(8/29/2024)

Arkansas
(8/29/2024)

California
(8/29/2024)

Colorado
(8/29/2024)

IAR

Connecticut
(6/17/2024)

Connecticut
(8/29/2024)

Delaware
(8/29/2024)

District of Columbia
(8/29/2024)

Florida
(8/29/2024)

Georgia
(8/29/2024)

Hawaii
(8/29/2024)

Idaho
(8/29/2024)

Illinois
(8/29/2024)

Indiana
(8/29/2024)

Iowa
(8/29/2024)

Kansas
(8/29/2024)

Kentucky
(8/29/2024)

Louisiana
(8/29/2024)

Maine
(8/29/2024)

Maryland
(8/29/2024)

Massachusetts
(8/29/2024)

Michigan
(8/29/2024)

Minnesota
(8/29/2024)

Mississippi
(8/29/2024)

Missouri
(8/29/2024)

Montana
(8/29/2024)

Nebraska
(8/29/2024)

Nevada
(8/29/2024)

New Hampshire
(8/29/2024)

New Jersey
(8/29/2024)

New Mexico
(8/29/2024)

New York
(8/29/2024)

North Carolina
(9/3/2024)

North Dakota
(8/29/2024)

Ohio
(8/29/2024)

Oklahoma
(8/29/2024)

Oregon
(8/29/2024)

Pennsylvania
(8/29/2024)

Rhode Island
(8/29/2024)

South Carolina
(8/29/2024)

South Dakota
(8/29/2024)

Tennessee
(8/29/2024)

Texas
(8/29/2024)

Utah
(8/29/2024)

Vermont
(8/29/2024)

Virginia
(8/29/2024)

Washington
(8/29/2024)

West Virginia
(8/29/2024)

Wisconsin
(8/29/2024)

Wyoming
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 11/26/2018

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GRAYSCALE ADVISORS

GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC

CRD#: 314868 / SEC#: 801-122921

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Mailing Address

Phone number

(212) 668-1427

Established

Firm type

Fiscal year end

# of Employees

117

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GRAYSCALE ADVISORS, LLC - PART 2A BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 2,301,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Harazin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Harazin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAYSCALE SECURITIES, LLC

FORESIDE FUND SERVICES, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

HIGHTOWER SECURITIES, LLC

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

GRAYSCALE ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2006

Series 51

Date: 11/26/2018

Series 24

Date: 3/2/2017

FINRA

Current Firm

GRAYSCALE ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAYSCALE ADVISORS

TRUST BUT VERIFY

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