Rance J. Carlson

COPPER FINANCIAL

Kansas City, MO 64108

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CRD#: 5110433

Professional summary

Rance Jay Carlson, CFP®, who also goes by Rance Carlson, is a registered financial advisor currently at COPPER FINANCIAL located in Kansas City, Missouri.

Rance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Rance has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rance Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gooseneck Farms, LLC; not investment related; 7113 NE 134th Street, Smithville, MO 64089; Agricultural Farm; Member; 12/31/2018; 2hrs; 0hrs; Gooseneck Farms, LLC; Member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rance Jay Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Rance Jay Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

May 21, 2014 - Present

COPPER FINANCIAL

Office #1: 1811 Walnut Street, Kansas City, MO 64108

RIA

CRD#: 168203

Kansas City, MO

Current

May 21, 2014 - Present

COPPER FINANCIAL

Office #1: 1811 Walnut Street, Kansas City, MO 64108

RIA

CRD#: 168203

Kansas City, MO

Past

October 26, 2007 - May 20, 2014

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

KANSAS CITY, MO

Past

September 18, 2007 - May 20, 2014

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

KANSAS CITY, MO

Past

May 9, 2006 - September 7, 2007

EDWARD JONES

CRD#: 250

LIBERTY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPER FINANCIAL

COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL

CRD#: 168203 / SEC#: 801-89168, 8-69295

RIA

Registered Investment Advisory firm - SEC (4/30/2015 Approved)

California

Registered Investment Advisory firm - SEC (7/2/2015 Terminated)

Idaho

Registered Investment Advisory firm - SEC (6/6/2014 Terminated)

Iowa

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/17/2025)

Arizona
(1/17/2025)

California
(5/21/2014)

Colorado
(6/19/2014)

Florida
(5/21/2014)

Georgia
(5/21/2014)

Illinois
(5/21/2014)

Iowa
(5/21/2014)

Kansas
(5/21/2014)

Massachusetts
(5/21/2014)

Minnesota
(1/17/2025)

Mississippi
(3/16/2016)

Missouri
(5/21/2014)

IAR

Missouri
(1/3/2023)

Nebraska
(1/8/2024)

Nevada
(5/21/2014)

New York
(5/21/2014)

North Carolina
(5/4/2016)

Ohio
(10/2/2014)

Oklahoma
(5/21/2014)

Oregon
(5/21/2014)

Pennsylvania
(1/13/2020)

South Carolina
(1/17/2025)

Tennessee
(1/15/2020)

Texas
(6/13/2014)

IAR

Texas
(1/7/2021)

Virginia
(5/3/2016)

West Virginia
(4/7/2022)

Wisconsin
(3/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COPPER FINANCIAL

COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC | COPPER FINANCIAL NETWORK, LLC | COPPER FINANCIAL

CRD#: 168203 / SEC#: 801-89168, 8-69295

RIA

Registered Investment Advisory firm - SEC (4/30/2015 Approved)

California

Registered Investment Advisory firm - SEC (7/2/2015 Terminated)

Idaho

Registered Investment Advisory firm - SEC (6/6/2014 Terminated)

Iowa

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Kansas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Ohio

Registered Investment Advisory firm - SEC (6/5/2014 Terminated)

Texas

Registered Investment Advisory firm - SEC (6/2/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

9777 Ridge Dr., Suite 360, Lenexa, KS 66219

Mailing Address

9777 Ridge Dr., Suite 360, Lenexa, KS 66219

Phone number

(913) 905-8116

Established

Missouri since 11/05/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (29 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

AAMP WRAP FEE PROGRAM BROCHURE (FORM ADV PART 2A APPENDIX 1) (5/29/2025)

GUIDED INVESTING WRAP FEE PROGRAM BROCHURE (FORM ADV PART 2A APPENDIX 1) (3/31/2025)

FIRM BROCHURE (FORM ADV PART 2A) (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
COMMUNITYAMERICA CUSO ONE LLC	SHAREHOLDER
CHRISTIAN, TRACY	ELECTED MANAGER	7678129
DEHNER, MICHAEL JAMES	FINANCIAL OPERATIONS PRINCIPAL	7334680
GINTER, LISA ROSELLE	ELECTED MANAGER	6482083
HAGGERTY, MICHAEL PATRICK	PRESIDENT, CHIEF COMPLIANCE OFFICER	3172920
KROPP, STEPHEN DALE	ELECTED MANAGER	7337607
PATRICK, MICHAEL ALAN	ELECTED MANAGER	6482087
SARACINI, TIMOTHY RICE	ELECTED MANAGER	1303842

Regulatory assets under management

Total Number of Accounts	4,082
AUM (Assets Under Management)	$ 346,070,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rance J. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rance Jay Carlson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Rance Jay Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPER FINANCIAL

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

EDWARD JONES

Primary Firm SEC Registration

COPPER FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2007

Series 63

Date: 5/11/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2006

FINRA

Current Firm

COPPER FINANCIAL

Contact information

SEC notice filing (29 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

COPPER FINANCIAL

TRUST BUT VERIFY

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