Vashti L. Hurt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vashti Leigh-allegra Hurt was a registered financial professional .
Vashti is a previously registered financial professional and started their career in finance in 2006. Vashti had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2013 - September 3, 2013
ALIGHT FINANCIAL SOLUTIONS, LLC
September 8, 2011 - November 30, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 13, 2011 - November 30, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 6, 2010 - June 16, 2011
FIRST CLEARING, LLC
August 1, 2008 - October 27, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 1, 2008 - October 27, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 16, 2008 - July 15, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 10, 2006 - September 26, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 8, 2006 - September 26, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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