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Stephen Major Weers

CRD# 5110248·Registered 2006 - 2012
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Major Weers was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 2006 - 2012. Stephen had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

FIRSTMERIT ADVISORS, INC.·CRD# 125249
RIA
Medina, OH
February 17, 2011 - May 30, 2012
FIRSTMERIT FINANCIAL SERVICES, INC·CRD# 149680
BD
Medina, OH
January 14, 2010 - May 30, 2012
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Medina, OH
July 16, 2009 - January 22, 2010
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Medina, OH
July 14, 2009 - January 14, 2010
NATCITY INVESTMENTS, INC.·CRD# 17490
RIA
Akron, OH
September 5, 2007 - October 24, 2008
NATCITY INVESTMENTS, INC.·CRD# 17490
BD
Akron, OH
April 23, 2007 - October 24, 2008
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Mayfield Heights, OH
March 23, 2006 - April 2, 2007

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Current Firm

FA
FIRSTMERIT ADVISORS, INC.

FIRSTMERIT ADVISORS, INC. | FIRSTMERIT WEALTH MANAGEMENT SERVICES, INC.

CRD#: 125249

Contact Information

Main Address

3 Cascade Plaza, Akron, OH 44308

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2006About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2006About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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