Hesham A. Shaaban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hesham Aadel Shaaban was a registered financial professional .
Hesham is a previously registered financial professional and started their career in finance in 2006. Hesham had worked at 3 firms and has passed the Series 65, Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - November 30, 2018
HEDGEYE RISK MANAGEMENT, LLC
May 5, 2011 - December 31, 2016
HEDGEYE RISK MANAGEMENT, LLC
July 12, 2007 - March 26, 2009
MAXIM GROUP LLC
March 21, 2006 - May 4, 2006
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.