Stuart L. Gallant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Lynn Gallant, CFP®, who also goes by Stuart Gallant, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 2007. Stuart had worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - December 30, 2020
GALLANT CONSULTING
January 14, 2008 - October 10, 2008
INDEPENDENT FINANCIAL GROUP, LLC
October 29, 2007 - October 13, 2008
FINANCIAL DESIGNS LTD.
State Registrations and Notice Filings
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Exams
Current Firm
GALLANT CONSULTING
CRD#: 289252 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
