TK
Thomas M. Kucera
BRIGHT INVESTMENTS
Auburn, AL 36832
Some features on this profile are disabled
CRD#: 5109954
TK
Professional summary
Thomas Milton Kucera, who also goes by Tom Kucera, is a registered financial advisor currently at BRIGHT INVESTMENTS, LLC located in Auburn, Alabama.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 2 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Kucera
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Milton Kucera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2015 - Present
BRIGHT INVESTMENTS, LLC
Office #1: 570 Devall Drive Suite 303, Auburn, AL 36832RIA
CRD#: 269955
Auburn, AL
Past
May 5, 2006 - July 7, 2011
AVONDALE PARTNERS, LLC
BD
CRD#: 46838
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BRIGHT INVESTMENTS, LLC
BRIGHT INVESTMENTS, LLC
CRD#: 269955 / SEC#: 801-120845
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Alabama
Registered Investment Advisory firm - (4/21/2021 Terminated)Arkansas
Registered Investment Advisory firm - (4/21/2021 Terminated)Colorado
Registered Investment Advisory firm - (4/26/2021 Terminated)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(12/11/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BRIGHT INVESTMENTS, LLC
BRIGHT INVESTMENTS, LLC
CRD#: 269955 / SEC#: 801-120845
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Alabama
Registered Investment Advisory firm - (4/21/2021 Terminated)Arkansas
Registered Investment Advisory firm - (4/21/2021 Terminated)Colorado
Registered Investment Advisory firm - (4/26/2021 Terminated)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
570 Devall Drive Suite 303, Auburn, AL 36832
Mailing Address
Phone number
(334) 321-2321
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 139,769,621 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2023 | ||
| 10/12/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
