Charles D. Saunders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles David Saunders, CFA, who also goes by Chuck Saunders, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2017. Charles had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2018 - September 4, 2019
THUN FINANCIAL ADVISORS
December 20, 2017 - April 9, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
November 22, 2017 - April 9, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
THUN FINANCIAL ADVISORS
CRD#: 146914 / SEC#: 801-81139
Contact information
Documents
Red Flags
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