Christopher R. Hosking
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ryan Hosking, who also goes by Chris R Hosking, Chris Ryan Hosking, Chris Hosking, Christopher R Hosking, Christopher Hosking, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2006. Christopher had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2019 - July 20, 2020
TLG ADVISORS, INC.
August 27, 2019 - July 20, 2020
THE LEADERS GROUP, INC.
June 20, 2016 - February 28, 2018
AMERICAN CAPITAL MANAGEMENT, INC.
June 20, 2016 - February 28, 2018
AMERICAN EQUITY INVESTMENT CORPORATION
November 5, 2012 - September 9, 2014
PNC WEALTH MANAGEMENT LLC
November 5, 2012 - September 9, 2014
PNC WEALTH MANAGEMENT LLC
September 23, 2011 - September 18, 2012
CHASE INVESTMENT SERVICES CORP.
May 30, 2007 - September 18, 2012
CHASE INVESTMENT SERVICES CORP.
August 10, 2006 - December 31, 2006
WORLD GROUP SECURITIES, INC.
March 24, 2006 - May 16, 2006
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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