Oscar Montealegre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oscar Montealegre was a registered financial professional .
Oscar is a previously registered financial professional and started their career in finance in 2006. Oscar had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2017 - December 31, 2023
MONTEALEGRE FINANZAS LLC
October 30, 2013 - December 31, 2016
MONTEALEGRE FINANZAS LLC
November 27, 2007 - June 1, 2010
SCOTTRADE, INC.
October 13, 2006 - November 12, 2007
OSAIC SERVICES, INC.
August 9, 2006 - September 14, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MONTEALEGRE FINANZAS LLC
CRD#: 163435 / SEC#: 801-129507
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
